24 Oct 2002 securities and futures market into one single ordinance with the aim to enhance. Hong Kong's competitiveness (i) the Leveraged Foreign Exchange Trading Ordinance (Cap. 451) (enacted 1994); and. (j) the Exchanges and 13 Dec 2018 All; Ordinance; Subsidiary Legislation; Instrument. Option. Section/Rule No. Part No. Schedule No. Appendix No. Annex No. Important Notices. 1 Jan 2020 Type 3 : leveraged foreign exchange trading; by the Securities and Futures ( Amendment) Ordinance 2014 (6 of 2014) came into operation on Section 114 of the Securities and Futures Ordinance (Cap.571) (the SFO), sits at the buy/sell a leveraged foreign exchange contract, or induce (ie market) a 22 Jan 2019 The leveraging nature of FX margin trading provides investors with the Regulations regarding FX margin trading date back to 1994, when the FXTM is a global leader in online financial trading and investing, offering FX, indices, commodities, and more. | FXTM Global.
28 Mar 2003 Guideline 7.4.1 “Guideline on Leveraged Foreign Exchange Trading Issued under section 7(3) of the Banking Ordinance (Cap. 155)” dated 18 Aug 1998 Trading of Rolling Forex Contracts on the Hong Kong Futures Exchange the Leveraged Foreign Exchange Trading Ordinance was enacted in September 1994 to regulate leveraged foreign exchange trading in Hong Kong. 24 Oct 2002 securities and futures market into one single ordinance with the aim to enhance. Hong Kong's competitiveness (i) the Leveraged Foreign Exchange Trading Ordinance (Cap. 451) (enacted 1994); and. (j) the Exchanges and 13 Dec 2018 All; Ordinance; Subsidiary Legislation; Instrument. Option. Section/Rule No. Part No. Schedule No. Appendix No. Annex No. Important Notices.
Ordinance. 4. Constitution of arbitration panel (1) For the purposes of resolving disputes in accordance with these Rules, there is established a panel to be known as the arbitration panel. (Leveraged Foreign Exchange Trading) (Arbitration) Rules. Securities and Futures (Leveraged Foreign Exchange Trading) (Arbitration) Rules Following numerous complaints of fraud and abusive trading practices, the Leveraged Foreign Exchange Trading Ordinance ("LFETO") was enacted to regulate the retail end of leveraged foreign exchange trading in Hong Kong. This came into effect on I September 1994. 1994, leveraged foreign exchange traders and their representatives and from 2000, securities margin financiers and their representatives are also required to be licensed. 1.3 The Securities and Futures Commission Ordinance (“the SFC Ordinance) enacted in 1989 substantially recasted and strengthened the requirements for licence Exemption under paragraph (xiii) of the definition of “leveraged foreign. exchange trading” in Part 2 of Schedule 5 to the Ordinance. For the purposes of the Ordinance, other than section 174(1) of the Ordinance, “foreign exchange trading” ( 外匯交易 ) and “leveraged foreign exchange trading” ( 槓. leveraged foreign exchange trading, including the making of unsolicited calls in connection with leveraged foreign exchange trading as well as the appraisal of customers in this regard . Classification A statutory guideline issued by the MA under the Banking Ordinance, §7(3) Previous guidelines superseded The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited or trade in leveraged foreign exchange contracts. These are derived primarily from former rules of the Exchanges and the repealed Leveraged Foreign Exchange Trading Ordinance. Licensed or registered persons are expected under paragraph 12.1 of the Code to comply with the Guideline No. 7.2 Leveraged Foreign Exchange Trading Ordinance 1994. The Securities and Futures Commission (SFC) issued in July detailed rules and requirements which apply to traders who are licensed under the above Ordinance which came into effect on 1 September 1994.
1 Jan 2020 Type 3 : leveraged foreign exchange trading; by the Securities and Futures ( Amendment) Ordinance 2014 (6 of 2014) came into operation on Section 114 of the Securities and Futures Ordinance (Cap.571) (the SFO), sits at the buy/sell a leveraged foreign exchange contract, or induce (ie market) a 22 Jan 2019 The leveraging nature of FX margin trading provides investors with the Regulations regarding FX margin trading date back to 1994, when the FXTM is a global leader in online financial trading and investing, offering FX, indices, commodities, and more. | FXTM Global. G.N. 1994 SB-2 “LEVERAGED FOREIGN EXCHANGE TRADING— CONDUCT OF UNSOLICITED CALLS” A Guideline issued by the Monetary Authority under section 7(3) of the Banking Ordinance Purpose To set out the HKMA’s approach to supervising AIs’ conduct in relation to the making of
data in connection with the Leveraged Foreign Exchange Trading Examination and other relevant matters. You are strongly advised to read these Notes carefully before you sign the Consent at the foot hereof. 1. VTC may transfer or provide the personal data and any examination-related information (e.g. type 3: leveraged foreign exchange trading ‘Leveraged foreign exchange trading’ means: entering into or offering to enter into, or inducing or attempting to induce a person to enter into or to offer to enter into, a leveraged foreign exchange contract;